Course Overview
Divided into 2 detailed sections and 11 in-depth modules, this course offers conceptual understanding of compliance management systems, ethical foundations, risk types, and audit processes. It provides an academic approach to regulatory compliance, with modules built to support learning aligned with UK expectations.
Throughout the course, you will:
- Learn the fundamentals of compliance structures and responsibilities
- Understand the components of a compliance management system
- Explore ethical compliance and its influence on corporate integrity
- Study risk categories and how they relate to compliance systems
- Examine audit methodology and its application in internal frameworks
- Review the theoretical process of risk management and mitigation
Learning Outcomes
By the end of the Training of Compliance Officer Level 3 course, you will be able to:
- Describe the function and structure of compliance roles within organisations
- Understand core elements of a compliance management system
- Identify key ethical and audit principles applied in corporate governance
- Distinguish between various risk types and compliance vulnerabilities
- Review procedures for assessing and treating organisational risk
- Gain a CPD-accredited certificate suitable for continued professional development in the UK
Why Enrol in This Course?
The Training of Compliance Officer Level 3 course supports professional and academic development in governance, compliance, and risk theory. It provides structured training that supports policy understanding and internal standards development.
You’ll benefit from:
- CPD-certified training recognised across UK industries
- A structured theoretical approach to risk, ethics, and audit models
- Lifetime access with mobile, tablet, and desktop compatibility
- A strong knowledge base for roles in governance, audit, and regulation
Who is This Course for?
The Training of Compliance Officer Level 3 course is ideal for:
- Office and compliance administrators in UK-based organisations
- Individuals preparing for regulated or internal control roles
- HR, finance, or operations staff with compliance responsibilities
- Anyone interested in understanding governance frameworks
Prerequisites for This Course
There are no formal prerequisites for this course. It is suitable for:
- Learners exploring compliance theory or internal governance concepts
- Administrative professionals managing policy or documentation
- Professionals preparing for roles in compliance, audit, or risk management
- Individuals seeking CPD recognition for academic or work-based goals
Certification
Upon completing the course and passing the final exam, you will receive a CPD QS Accredited Certificate from Apex Learning. This certification demonstrates your knowledge and skills as a nursing assistant in the UK. The Digital version of the certificate is available for £9.99 only, and you can order a hard copy of the certificate for £14.99 only.
Career Path
Completing the Training of Compliance Officer Level 3 course supports learners pursuing roles in governance, internal control, or regulatory awareness. Knowledge acquired through this course can align with career goals such as:
- Compliance Officer – £30,000 to £48,000 per year
Support the implementation of policies and regulations within an organisation. - Governance Assistant – £26,000 to £40,000 per year
Assist with compliance tracking, policy documentation, and reporting. - Risk and Audit Coordinator – £28,000 to £45,000 per year
Monitor internal processes aligned with risk and compliance benchmarks. - Legal and Regulatory Administrator – £25,000 to £38,000 per year
Support teams in legal departments or compliance-focused functions. - Operations Support Officer – £24,000 to £36,000 per year
Contribute to operational integrity with awareness of internal controls.
Training of Compliance Officer Level 3
With increased scrutiny on organisational governance and legal responsibilities, the role of the compliance officer has become essential across UK sectors. The Training of Compliance Officer Level 3 course is a CPD-accredited programme that provides comprehensive knowledge of compliance systems, regulatory principles, risk categories, and audit structures relevant to business and institutional operations.
This course delivers structured theoretical training ideal for professionals involved in policy, internal governance, or administrative roles requiring awareness of compliance and risk frameworks.
Course Overview
Divided into 2 detailed sections and 11 in-depth modules, this course offers conceptual understanding of compliance management systems, ethical foundations, risk types, and audit processes. It provides an academic approach to regulatory compliance, with modules built to support learning aligned with UK expectations.
Throughout the course, you will:
- Learn the fundamentals of compliance structures and responsibilities
- Understand the components of a compliance management system
- Explore ethical compliance and its influence on corporate integrity
- Study risk categories and how they relate to compliance systems
- Examine audit methodology and its application in internal frameworks
- Review the theoretical process of risk management and mitigation
Learning Outcomes
By the end of the Training of Compliance Officer Level 3 course, you will be able to:
- Describe the function and structure of compliance roles within organisations
- Understand core elements of a compliance management system
- Identify key ethical and audit principles applied in corporate governance
- Distinguish between various risk types and compliance vulnerabilities
- Review procedures for assessing and treating organisational risk
- Gain a CPD-accredited certificate suitable for continued professional development in the UK
Why Enrol in This Course?
The Training of Compliance Officer Level 3 course supports professional and academic development in governance, compliance, and risk theory. It provides structured training that supports policy understanding and internal standards development.
You’ll benefit from:
- CPD-certified training recognised across UK industries
- A structured theoretical approach to risk, ethics, and audit models
- Lifetime access with mobile, tablet, and desktop compatibility
- A strong knowledge base for roles in governance, audit, and regulation
Who is This Course for?
The Training of Compliance Officer Level 3 course is ideal for:
- Office and compliance administrators in UK-based organisations
- Individuals preparing for regulated or internal control roles
- HR, finance, or operations staff with compliance responsibilities
- Anyone interested in understanding governance frameworks
Prerequisites
There are no formal prerequisites for this course. It is suitable for:
- Learners exploring compliance theory or internal governance concepts
- Administrative professionals managing policy or documentation
- Professionals preparing for roles in compliance, audit, or risk management
- Individuals seeking CPD recognition for academic or work-based goals
Assessment Method
Assessment for the course is conducted through an automated multiple-choice exam. A score of 60% is required to pass and earn the CPD Accredited Certificate. Reflective assignments are provided to enhance your learning, with expert tutor feedback available.
Certification
Upon completing the course and passing the final exam, you will receive a CPD QS Accredited Certificate from Apex Learning. This certification demonstrates your knowledge and skills as a nursing assistant in the UK. The Digital version of the certificate is available for £9.99 only, and you can order a hard copy of the certificate for £14.99 only.
Endorsed Certificate from the Quality Licence Scheme
After successfully completing the course, learners will be able to order an endorsed certificate as proof of their new achievement. QLS Endorsed certificates can be ordered and get delivered to your home by post for £119 only . There is an additional £10 postage charge for international students.
Career Path
Completing the Training of Compliance Officer Level 3 course supports learners pursuing roles in governance, internal control, or regulatory awareness. Knowledge acquired through this course can align with career goals such as:
- Compliance Officer – £30,000 to £48,000 per year
Support the implementation of policies and regulations within an organisation. - Governance Assistant – £26,000 to £40,000 per year
Assist with compliance tracking, policy documentation, and reporting. - Risk and Audit Coordinator – £28,000 to £45,000 per year
Monitor internal processes aligned with risk and compliance benchmarks. - Legal and Regulatory Administrator – £25,000 to £38,000 per year
Support teams in legal departments or compliance-focused functions. - Operations Support Officer – £24,000 to £36,000 per year
Contribute to operational integrity with awareness of internal controls.
Frequestly Asked Questions
What is the Training of Compliance Officer Level 3 course?
It’s a CPD-accredited course offering theoretical insight into compliance management, risk types, audit processes, and regulatory standards.
Is the certificate recognised in the UK?
Yes. The CPD QS Accredited Certificate is widely recognised by employers and institutions.
Is this course suitable for beginners?
Yes. It is suitable for both new learners and professionals seeking to expand their knowledge base.
Does this course provide practical compliance training?
No. This course is focused on theory and knowledge development, not practical application.
How do I enrol?
Click “Enrol Now” to get immediate access to the course and start learning at your own pace.
Course Curriculum
- 2 sections
- 4 lectures
- 00:00:00 total length
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Module 01 : Introduction to Compliance 00:23:00 -
Module 02 : Compliance Management System 00:23:00
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Module 03 : Basic Elements of Effective Compliance 00:26:00
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Module 04 : Compliance Audit 00:34:00
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Module 05 : Compliance and Ethics 00:36:00
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Module 06 : Introduction to Risk and Basic Risk Types 00:35:00
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Module 07 : Further Risk Types 00:44:00
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Module 08 : Introduction to Risk Management 00:13:00
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Module 09 : Risk Management Process 00:20:00
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Module 10 : Risk Assessment and Risk Treatment 00:36:00
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Module 11 : Types of Risk Management 00:54:00
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Claim Your Certificate 00:00:00
Training of Compliance Officer Level 3
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£19.99
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TAKE ALL COURSES FOR £49This course includes:
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Duration:5 hours, 44 minutes
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Access:1 year access
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Level:
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CPD Points:10